Joe Banwait, CPA, CMA

Chief Compliance Officer

Joe joined the firm in 2020 and has over 2 decades of experience in the Finance and Investment Industry. He has acquired broad operational, compliance and accounting knowledge with institutional, private and retail clients. Joe has been providing compliance and operations oversight to various private investment firms for the last 10 years. Joe has been the Chief Compliance Officer for both U.S. and Canadian entities.

Joe has also successfully supervised the back-office teams at private investment companies whose assets under management ranged from $750 million to $5 billon CAD. Earlier in his career, Joe was a Senior Manager for the Global Risk, Compliance & Reporting programs at State Street Bank & Trust Canada. Joe is an active member of the Portfolio Management Association of Canada (PMAC). He has also served on the Board of Directors for the National Society of Compliance Professionals (NSCP – U.S.). Joe earned a Bachelor of Commerce degree from the University of Toronto and holds a CPA, CMA designation.

Joe was raised in Guelph, Ontario and is actively involved in mountain biking and backyard barbequing. Currently, Joe and his family reside in Oakville, Ontario, where his three children attend school.

Contact:

519-578-6849 ext. 251